Kaplan Financial Consulting Deal List Par Amount | Date | Issuer | Type of Sale | | | | | | $ 41,280,000 | 4/2010 | Springfield Metro Sanitary District, Tax-Exempt and Taxable (Build America) Revenue Bonds, Series 2010A&B | Negotiated sales | | | | | | 14,045,000 | 12/2009 | University of Alaska, General Revenue Refunding Bonds, 2009 Series P | Competitive public sale | | | | | | 15,375,000 | 11/2009 | Village of Oak Lawn, Illinois, Tax-Exempt and Taxable General Obligation Bonds, 2009 A & B | Negotiated sales | | | | | | 38,860,000 | 10/2009 | Springfield Metro Sanitary District, Taxable General Obligation Bonds (Build America), Series 2009E | Negotiated Sale | | | | | | 842,000 | 9/2009 | City of Princeton, IL, General Obligation Bonds, Series 2009 | Competitive placement with local bank | | | | | | 2,015,000 | 7/2009 | Village of Arlington Heights, General Obligation Bonds, Series 2009B | Competitive public sale, co-financial advisor | | | | | | 18,800,000 931,000 4,000,000 | 7/2009 | Springfield Metro Sanitary District, General Obligation Bonds, Series 2009A Subordinate Lien Revenue Bonds, 2009B Subordinate Lien Revenue Bonds, 2009C | Competitive Public Sale Competitive Placements with local bank | | | | | | 6,740,000 | 3/2009 | Kodiak Island Borough, Alaska, General Obligation Refunding Bonds, 2009A | Conduit sale through Alaska Bond Bank | | | | | | 8,000,000 | 3/2008 | City of Kodiak, Alaska, General Obligation Bonds | Conduit sale through the Alaska Bond Bank | | | | | 23,795,000 | 1/2008 | University of Alaska
General Revenue Bonds, 2008 Series O | Competitive public sale | | | | | 1,705,000 | 1,705,000 | Springfield Metro Sanitary District, Taxable General Obligation Alternate Bonds, Series 2007 | Competitive public sale | | | | | 6,000,000 | 11/2007 | City of Kodiak, Alaska, Port Revenue and Special Facility Bonds, Series 2007 | Conduit sale through the Alaska Bond Bank | | | | | 10,000,000 | 8/2007 | Springfield Metro Sanitary District
Sewer Revenue Bonds, Series 2007 | Competitive sale with local banks | | | | | 1,380,000 | 5/2007 | City of Princeton, Illinois, General Obligation Alternate Revenue Bonds, Series 2007 | Competitive public sale | | | | | 198,080,000 | 4/2007 | City of Springfield, Illinois, Senior Lien Electric Revenue Bonds, Series of 2007 | Negotiated Sale | | | | | 26,870,000 | 11/2006 | City of Batavia, Illinois, Electric System Revenue Bonds, Series 2006 | Competitive public sale | | | | | 1,670,000 | 11/2006 | Community Unit School District No. 60, Taxable General Obligation Alternate Bonds, Series 2006 | Competitive public sale | | | | | 4,755,000 | 6/2006 | City of Princeton, Illinois, General Obligation Library Bonds; General Obligation Alternate Revenue Bonds, Series 2006 | Competitive public sale | | | | | 314,810,000 | 1/2006 | City of Springfield, Illinois, Senior Lien Electric Revenue Bonds, Series of 2006 | Negotiated Sale | | | | | 2,240,000 | 10/2005 | Forest Preserve District of DuPage County, Taxable General Obligation Bonds, Series 2005 | Negotiated Sale | | | | | 24,355,000 | 8/2005 | University of Alaska, General Revenue Bonds, Series 2005 N | Competitive public sale | | | | | 2,438,000 | 6/2005 | City of Springfield, Taxable Tax Increment Revenue Bonds, Series 2005 | Negotiated sale with local bank | | | | | 13,855,000 | 4/2005 | City of Springfield, General Obligation Refunding Bonds, Series 2005A | Negotiated Sale | | | | | | 12/2004 | City of Springfield, General Obligation Bonds (Taxable), Series 2004A | Negotiated Sale | | | | | $ 3,085,000 | 7/2004 | City of Springfield, General Obligation Bonds, Series 2004 | Competitive public sale | | | | | 10,095,000 | 5/2004 | City of Springfield, Water Revenue Bonds, Series 2004 | Negotiated Sale | | | | | 7,500,000 | 1/2004 | City of Fairbanks, General Obligation Bonds | Conduit sale through the Alaska Bond Bank | | | | | 11,070,000 | 12/2003 | University of Alaska, General Revenue Bonds, Series 2004 M | Competitive public sale | | | | | $ 9,970,000 | 11/2003 | University of Alaska, General Revenue Bonds, Series 2003 L | Competitive public sale | | | | | 1,174,000 | 10/2003 | Springfield Housing Authority, Illinois
Revenue Bonds | Negotiated placement with local bank | | | | | 1,035,000 | 6/2003 | City of Kodiak, Alaska
Water Revenue Bonds | Conduit sale through the Alaska Bond Bank | | | | | 3,075,000 | 3/2003 | Kodiak Island Borough, Alaska
General Obligation Refunding Bonds | Conduit sale through the Alaska Bond Bank | | | | | 750,000 | 3/2003 | City of Springfield, Illinois, General Obligation Notes | Negotiated placement with local bank | | | | | 1,650,000 | 11/2002 | City of Springfield, Illinois, Water Revenue Bond Anticipation Notes | Competitive private placement with local banks | | | | | 860,000 | 8/2002 | Springfield Metro Sanitary District, General Obligation Refunding Bonds | Competitive private placement with local banks | | | | | 33,515,000 | 7/2002 | University of Alaska, General Revenue Bonds, Series K | Competitive public sale | | | | | 9,245,000 | 5/2002 | City of Springfield, General Obligation Refunding Bonds | Competitive public sale | | | | | 34,905,000 12,205,000 | 2/2002 2/2002 | Owensboro, Kentucky, Electric Light and Power System Revenue Bonds (Taxable)
Owensboro, Kentucky, Electric Light and Power System Revenue Bonds (Tax-exempt) | Negotiated sale Negotiated sale | | | | | $ 3,100,000 | 12/2001 | Rich Township HSD No. 227, Cook County, IL
General Obligation Refunding Bonds | Competitive public sale | | | | | 78,410,000 | 9/2001 | City of Springfield, IL,
Senior Lien Electric Revenue Bonds | Negotiated sale | | | | | 1,650,000 | 7/2001 | City of Altamont, IL
General Obligation Alternate Bonds (Electric Revenues) | Conduit sale through the Illinois Rural Bond Bank | | | | | 3,500,000 | 4/2001 | City of Marshall, Illinois
General Obligation Alternate Bonds (Electric Revenues) | Competitive public sale | | | | | $ 19,500,000 | 9/2000 | City of Springfield, IL,
Subordinate Lien Electric Revenue Bonds | Negotiated sale | | | | | 10,000,000 | 9/1999 | City of Springfield, IL
Electric Revenue Bond Anticipation Notes | Negotiated Sale | | | | | 8,530,000 | 8/1999 | Rich Township HSD No. 227, Cook County, IL
General Obligation Alternate Bonds | Competitive public sale | 14,295,000
4/1999 2,515,000
1/1999 9,820,000
12/1998 | University of Alaska, General Revenue Bonds, Series 1999 J University of Alaska, General Revenue Bonds, Series 1999 I University of Alaska, General Revenue Bonds, Series 1999 H | Competitive public sale Placement with local bank Competitive public sale | 9,740,000 | 12/1998 | Kodiak Island Borough, AK
General Obligation Refunding Bonds | Competitive public sale | | | | | 6,460,000 | 5/1998 | City of Springfield, Illinois
Sewer Revenue Refunding Bonds, Series of 1998 | Negotiated sale | | | | | 104,550,000 | 2/1998 | Illinois Municipal Electric Agency
Power Supply System Revenue Refunding Bonds | Negotiated sale | | | | | 3,100,000 | 12/1997 | Rich Township High School District No. 227,
Limited Tax School Bonds, Series 1997 | Competitive public sale | 18,755,000 | 10/1997 | City of Springfield, IL
Water Revenue Bonds | Negotiated sale | | | | | 14,185,000 3,050,000 | 11/1996 | Rich Township High School District No. 227, General Obligation Life Safety Refunding Bonds;
Limited Tax School Bonds, Series 1996 | Competitive public sale |
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